Mentions of “EQUITABLE FINANCIAL LIFE INSURANCE” — 19 found on pages 1, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19
… DELAWARE DEPARTMENT OF INSURANCE MARKET CONDUCT EXAMINATION REPORT Equitable Financial Life Insurance Company NAIC #62944 1345 Avenue of the Americas New York, NY 10105 As of August 31, 2023 Delaware Market Co …
Open p.1 ↗… 45 Avenue of the Americas New York, NY 10105 As of August 31, 2023 Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company i Table of Contents EXECUTIVE SUMMARY ................................................................... …
Open p.4 ↗… s including 18 Del. C. §§ 318-322, a market conduct examination has been conducted of the affairs and practices of: Equitable Financial Life Insurance Company NAIC #62944 The examination was performed as of August 31, 2023. The examination was conducted at the off …
Open p.5 ↗… locations. The report of examination herein is respectfully submitted. Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company 2 EXECUTIVE SUMMARY The examination was announced as a market conduct examination to review the Company’ …
Open p.6 ↗… the notification to the producer at that producer's last known address by Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company 3 certified mail, return receipt requested, postage prepaid or by overnight delivery using a nationally re …
Open p.7 ↗… placement to the existing insurer included a Summary or Ledger Statement. Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company 4 2 Exceptions 18 Del. Admin. C. § 902-1.2.1.2 Failing to acknowledge and respond within 15 working d …
Open p.8 ↗… ermine the potential impact upon Company operations or future compliance. Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company 5 Throughout the course of the examination, Company officials were provided status memoranda, which refere …
Open p.9 ↗… ted States, changed its name to AXA Equitable Life Insurance Company. Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company 6 Effective November 7, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Serv …
Open p.10 ↗