Equitable Financial Life Insurance

… DELAWARE DEPARTMENT OF INSURANCE MARKET CONDUCT EXAMINATION REPORT Equitable Financial Life Insurance Company NAIC #62944 1345 Avenue of the Americas New York, NY 10105 As of August 31, 2023 Delaware Market Co …

… 45 Avenue of the Americas New York, NY 10105 As of August 31, 2023 Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company i Table of Contents EXECUTIVE SUMMARY ................................................................... …

… s including 18 Del. C. §§ 318-322, a market conduct examination has been conducted of the affairs and practices of: Equitable Financial Life Insurance Company NAIC #62944 The examination was performed as of August 31, 2023. The examination was conducted at the off …

… locations. The report of examination herein is respectfully submitted. Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company 2 EXECUTIVE SUMMARY The examination was announced as a market conduct examination to review the Company’ …

… the notification to the producer at that producer's last known address by Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company 3 certified mail, return receipt requested, postage prepaid or by overnight delivery using a nationally re …

… placement to the existing insurer included a Summary or Ledger Statement. Delaware Market Conduct Examination Report Equitable Financial Life Insurance Company 4  2 Exceptions 18 Del. Admin. C. § 902-1.2.1.2 Failing to acknowledge and respond within 15 working d …